AML / KYC Policy

Shreejeet Wealth is committed to preventing money laundering, fraud, and financial crimes in compliance with SEBI, AMFI, and Indian regulatory laws.

A. Objective

This policy aims to:

Prevent misuse of financial services
Ensure proper client identification
Detect suspicious transactions
Comply with Anti-Money Laundering (AML) laws in India

B. Customer Identification (KYC)

Before providing any investment services, Shreejeet Wealth requires the following documents:

PAN Card
Aadhaar Card / Passport / Voter ID
Address proof
Bank details
Recent photograph

No investment transaction shall be processed without completed KYC.

C. Risk Profiling

Clients are categorized into the following risk profiles:

Low Risk
Medium Risk
High Risk

Risk profiling is based on:

Income level
Investment pattern
Source of funds

D. Monitoring Transactions

Shreejeet Wealth monitors transactions for:

Unusual or suspicious activity
Large cash deposits
Irregular investment patterns

Suspicious transactions may be reported to regulatory or legal authorities as required by law.

E. Record Keeping

Client records are maintained for a minimum period of 5 years in accordance with regulatory requirements.

F. Employee Training

All employees and staff members are regularly trained in AML and KYC compliance procedures to ensure adherence to applicable laws and regulations.